More Than Rapid Eye Movement Sleep Behavior Disorder: Sleep Differences in Parkinson’s Disease LRRK2 and GBA Genotypes
Article information
Abstract
Objectives
Sleep disorders can significantly worsen the quality of life in Parkinson’s disease (PD). Variants in LRRK2 and GBA1, the most common genetic contributors to PD, may lead to different clinical features, including more REM sleep behavior disorder (RBD) in PD associated with GBA1 mutations (GBA PD). However, there is a dearth of information about differences in non-RBD sleep disorders among these genetic subgroups.
Methods
Seventy-nine participants with PD (18 LRRK2 G2019S carriers with PD [LRRK2 PD], 22 GBA1 [GBA PD], 2 LRRK2 GBA PD and 37 idiopathic PD [iPD]) underwent actigraphy (Actiwatch-2) for 1 week. Subjective sleep quality was assessed using questionnaires.
Results
LRRK2 PD participants demonstrated better sleep actigraphy, including reduced wake after sleep onset (-25 minutes; p<0.001) and higher sleep efficiency (6.3%; p=0.015), than iPD and GBA PD in models adjusted for age, age at disease onset, and gender. While sleep onset times did not differ between groups, all groups had mean sleep onset times after 11:00 PM, and did not demonstrate phase advancement. Sleep questionnaires showed only an increased prevalence of RBD in GBA PD and iPD.
Conclusions
LRRK2 PD is associated with less fragmented sleep than GBA PD and iPD, suggesting that despite similar objective sleep complaints, genotypic sleep differences extend beyond RBD. These differences support the need for personalized and genotypic approaches to sleep disturbances in PD. The absence of phase advancement in all groups suggests that lighting interventions to improve sleep disorders should be considered for the morning rather than later in the day.
INTRODUCTION
Sleep disturbances may affect over 80% of patients with Parkinson’s disease (PD) [1]. They include insomnia, sleep fragmentation, excessive daytime somnolence, circadian rhythm disorders, restless leg syndrome, periodic leg movements and rapid eye movement (REM) sleep behavior disorder (RBD) [1,2]. While PD is characterized by the loss of nigral dopaminergic neurons in all cases, there is some heterogeneity among those with PD with regard to accompanying Lewy body/Lewy neurite accumulation [3]. The identification of genetic etiologies has helped to better understand genetic PD subtypes, particularly as these are related to the underlying pathophysiology.
Variants in glucosylceramidase beta 1 (GBA1) and leucine-rich repeat kinase 2 (LRRK2) are the most frequent genetic contributors to PD, and represent relative extremes on a pathologic spectrum: PD associated with GBA1 mutations (GBA PD) has a higher burden of cortical Lewy body/Lewy neurites; in contrast, LRRK2 PD demonstrates isolated nigral degeneration without Lewy body accumulation in approximately one third of cases, and both nigral degeneration and Lewy bodies in the remaining [3]. Thus, evaluation of these two genetic cohorts may improve our understanding of the mechanistic underpinnings of sleep disorders in PD, particularly those that may be related to Lewy body disease. RBD has been extensively studied in PD and is more frequent in GBA PD than LRRK2 PD, as would be expected given its association with a high degree of alpha-synuclein aggregation and Lewy body deposition [4]. However, other sleep features, including sleep duration, wake after sleep onset (WASO) and time of sleep onset, are less well studied in these cohorts. As an early step in characterizing non-REM sleep-related features, we evaluated ambulatory actigraphy and sleep questionnaires in our unique LRRK2 PD and GBA PD cohorts. Understanding these may lend clues that will lead to the better development of effective and personalized interventions.
METHODS
Participant selection
The Mount Sinai Ethical Review Board approved the study protocol (no. 22-00991). Participants with a clinical diagnosis of PD were recruited from the Movement Disorders Center at Mount Sinai Beth Israel Medical Center in New York, NY, USA, and informed consent was obtained from all participants. Participants with consecutive PD, without idiopathic PD (iPD) or with known genetic variants (LRRK2 or GBA) were recruited. In addition, participants with known genetic variants of LRRK2 and GBA were recruited from a study on the genetic etiology of PD (1 U01 NS107016-01A1). Participants met the U.K. Parkinson’s Disease Society Brain Bank Diagnostic Criteria for clinical diagnosis of PD, although a family history of PD was permitted [5]. GBA1 variants (GBA PD, n=24) included: N370S (N409S), L444P (L483P), 84GG, IVS2+1, V394L (V433L), D409G (D448G), A456P (A495P), R496H (R535H), RecNciI, E326K (E365K) and T369M (T408M) [6]. LRRK2 inclusion was limited to those with the G2019S variant (LRRK2 PD, n=20). Two participants harbored variants in both GBA1 and LRRK2 (LRRK2 GBA PD). If GBA1 or LRRK2 variants were not identified, participants were considered to have iPD (n=37).
Sleep measures
Actigraphy monitoring was used to evaluate rest activity patterns with a watch (Actiwatch-2, Philips Respironics) worn 24 hours per day for 1 week. Data were processed using Actiware version 6.1.0 (Philips Respironics). Sleep duration, onset latency, WASO, sleep time, sleep efficiency, percent sleep, sleep start time, and sleep end time were determined from actigraphy data, as previously described [7].
All participants underwent neurological examinations, including the Movement Disorders Society-Unified Parkinson’s Disease Rating Scale (MDS-UPDRS) [8], performed by a movement disorder specialist within 3 months of wearing the actigraph, as well as cognitive testing using the Montreal Cognitive Assessment (MoCA) during the week that the actigraph was worn. The 40-item University of Pennsylvania Smell Identification Test (UPSIT) was also administered [9].
Subjective sleep quality and mood questionnaire data were also collected at the beginning of the actigraphy week. Subjective sleep was assessed using the Parkinson’s Disease Sleep Scale 2 (PDSS-2) [10] and Epworth Sleepiness Scale (ESS) [11], and fatigue was assessed using the Functional Assessment of Chronic Illness Therapy-Fatigue Scale (FACIT-F) [12]. Question 1 of the Mayo Sleep Questionnaire was used as a proxy for likely REM Sleep behavior disorder, and Question 3 of the same questionnaire was used as a proxy for likely restless legs syndrome [13]. Depression, anxiety, and apathy were assessed using the Hamilton Depression Rating Scale (HDRS) [14], Hamilton Anxiety Rating Scale (HAM-A) [15], Apathy Scale (AS) [16], Geriatric Depression Scale (GDS) [17], and Beck Depression Inventory (BDI) [18] questionnaires.
Statistical analysis
Univariate comparisons were performed using chi-square test, Fisher’s exact test and Kruskal-Wallis rank-sum test to compare the different genetic groups. Multiple linear regression models were then constructed to test the association between genetic status and actigraphic sleep measures, with separate models for WASO, sleep efficiency, sleep percentage, sleep duration, sleep time, and onset latency, adjusted for age, disease duration, levodopa-equivalent daily dose (LEDD), and gender. Linear regression models were also constructed to test the univariate relationship between cognition and the LEDD on dependent sleep variables. All statistical analyses were performed using R statistical software (version 4.4.0; R Core Team).
RESULTS
Demographics and clinical features
Thirty-three women and 46 men with PD enrolled in the study, including: 18 LRRK2 PD (44% women), 22 GBA PD (45.4% women), 37 iPD (37.8% women), and 2 LRRK2 GBA PD (50% women). The mean disease duration among participants was 10.56±5.15 years. Participants with LRRK2 PD were significantly older, later age at disease onset, and better MoCA scores (Table 1). Compared to GBA PD and iPD, individuals with LRRK2 PD were also less likely to be hyposmic and similarly less likely to score below the fifteenth percentile on the UPSIT (LRRK2 PD 44%, GBA PD 95%, iPD 95%; p<0.001) (Table 1).
Actigraphy data
All groups had median sleep start times that began after 11:00 PM, with start times across all groups at 11:44 PM (Table 2, Fig. 1). LRRK2 PD median sleep start time was 11:45 PM, with a range from 9:41 PM to 2:59 AM; GBA PD median sleep start time was 11:26 PM, with a range from 9:48 PM to 2:09 AM; and the iPD median sleep start time was 11:47 PM, with a range from 8:04 PM to 4:21 AM (Table 2).
Histogram of sleep onset categorized by genetic group. Time of sleep onset at baseline according to genetic status; X axis: time in minutes; Y axis: individual participants. Mean sleep start time was after 11:00 PM for all groups with a mean start time across all groups of 11:44 PM. LRRK2 median sleep start time was 11:45 PM, with a range from 9:42 PM to 2:59 AM; GBA1 median sleep start time was 11:26 PM, with a range from 9:48 PM to 2:09 AM; and the iPD median sleep start time was 11:47 PM, with a range from 8:05 PM to 4:21 AM. GBA, GBA gene encoding glucocerebrosidase; LRRK2, leucine-rich repeat kinase 2 gene; PD, Parkinson’s disease.
In univariate analyses (excluding the LRRK2 GBA PD group), participants with LRRK2 PD variant had fewer minutes of WASO than those with iPD and GBA PD (p=0.037) (Table 3). Although the LRRK2 PD group also had longer sleep time, longer sleep duration, shorter sleep latency, and less nap time, these results were not statistically significant. There were no differences in the WASO, sleep time and duration, nap time or sleep start time between the iPD and GBA PD groups.
In the regression analyses adjusting for age, disease duration and gender with iPD as the reference group, LRRK2 PD status was associated with higher percent sleep (5.4%; 95% CI: 1.6 to 9.2; p=0.006), higher sleep efficiency (6.3%, 95% CI: 0.66 to 12; p=0.029) and reduced WASO (-25 minutes; 95% CI: -41 to -9.8; p=0.002) (Table 4). GBA PD did not differ from iPD in these measurements. No significant differences were noted between the genetic groups in sleep duration, sleep time or onset latency.
In the analyses assessing factors related to sleep features, continuous MoCA scores were associated with WASO and percent sleep. Specifically, a 1-point increase in MoCA was associated with a 1.8-minute (95% CI: -3.3 to -0.26) decline in WASO and a 0.37-percent (95% CI: 0.031 to 0.74) increase in sleep percentage. A higher LEDD was also associated with a decline in sleep duration (b=-0.05, 95% CI: -0.09 to -0.01), with 1 mg of LEDD associated with a -0.05 minute decline in sleep duration, unadjusted for other variables (Supplementary Table 1 in the online-only Data Supplement).
Subjective sleep questionnaires
Individuals with iPD were most likely to endorse question 1 on the Mayo Sleep Questionnaire and report acting out their dreams (71%), followed by those with GBA (55%) and those with LRRK2 PD (18%) (p<0.001) (Table 5). No other statistically significant differences were identified in subjectively reported measures of mood and sleep (Table 5).
DISCUSSION
Our study of baseline sleep characteristics in GBA PD, LRRK2 PD and iPD identified significant differences in baseline sleep features among genetic subgroups, as well as important trends in overall sleep patterns. Notably, none of the genetic cohorts demonstrated an overall phase advance, which has been previously reported in patients with PD on dopaminergic therapy [19].
Furthermore, individuals with LRRK2 PD had better sleep overall, as evidenced by less time awake after falling asleep and a higher percentage of time asleep relative to the iPD and GBA PD groups. In regression analyses, after adjusting for age, age at onset, and gender, LRRK2 PD status was also associated with higher sleep efficiency. Together, these results suggest that individuals with LRRK2 PD experience less fragmented overnight sleep than those with iPD or GBA PD and that therapies aimed at sleep improvement may target these groups differently.
Exploration of the most common genetic subtypes of PD, those associated with variants in GBA1 and those with LRRK2 variants, revealed differences in phenotypes with regard to both motor and non-motor symptoms [20,21]. While GBA PD is associated with an earlier age of onset, greater cognitive dysfunction and more rapid motor progression than iPD, LRRK2 PD is associated with an older age of onset, largely preserved cognition and overall slower disease progression [21,22].
Fragmented sleep has previously been cited as the most common nocturnal sleep disorder in PD, with estimates suggesting that approximately 50%–75% of the PD population is affected by interrupted sleep patterns [23]. Our study is the first to reveal differences in the prevalence of sleep fragmentation among genetic PD subgroups.
Sleep fragmentation is associated with a wide range of poor health outcomes, including decreased insulin sensitivity, cognitive decline, mood symptoms, inattention, cerebral arteriolosclerosis, and subcortical stroke [24]. In mice, sleep fragmentation has additionally been associated with glucose intolerance and an increase in inflammatory markers, as well as impaired endothelial dysfunction and morphological vessel changes [25]. The biological mechanisms underlying the fragmentation of sleep remain incompletely understood; however, Lim et al. [26] showed that, in older adults, sleep fragmentation is associated with a loss of galanin-producing neurons in the intermediate nucleus of the hypothalamus.
Recognizing that certain genetic subgroups of patients with PD are more susceptible to sleep fragmentation has important implications for the management and prevention of active clinical diseases. Our data suggest that people with PD and known GBA variants, as well as those with iPD, should be actively monitored for sleep disorders, including sleep fragmentation, and interventions aimed at improving sleep quality and quality of life should be offered. Light therapy is a low-cost, low-risk method for improving sleep among patients with PD and has been shown to improve sleep fragmentation [27,28].
A greater burden of actigraphically measured sleep fragmentation has also been found to be correlated with an increased burden of Lewy bodies and substantia nigra neuron loss in postmortem neuropathology in individuals who were not diagnosed with PD at the time of death [29]. These findings suggest that sleep fragmentation may contribute to PD pathology and/or may be a useful marker of prodromal disease [30].
Most previous studies of sleep differences among genetic PD subgroups have focused on the presence and/or severity of RBD. In a quantitative meta-analysis, Huang et al. [4] analyzed 40 reports of sleep disturbance in genetic PD subtypes, including 17 studies focused on GBA, 25 on LRRK2 and 7 on PRKN (some overlapping). RBD was the only evaluated sleep-disorder outcome in 21 of the examined studies. Using random-effects meta-analysis, they found that the risk of RBD was higher among GBA carriers with PD and lower in LRRK2 G2019S carriers with PD (but not in those with LRRK2 G2385R variants). While in our present study, a significantly higher percentage of participants in the iPD group reported RBD-like symptoms relative to the GBA PD group, we did not perform polysomnography (PSG), which would better assess RBD.
As individuals with LRRK2 PD generally experience a milder course and slower disease progression than those with GBA PD and iPD [22,30], it is not surprising that this group may also have more continuous, and therefore more restful, sleep. Impaired sleep has been proposed as a causative mechanism in neurodegenerative diseases, and in PD, difficulties with sleep may predate the onset of motor symptoms [31-33]. This raises the question of whether the relative preservation of high-quality sleep in LRRK2 PD may contribute to the less severe cognitive and motor phenotypes associated with this genetic subgroup [20,22].
In addition, these findings indicate a relationship between alpha-synuclein, genetic PD subgroups and sleep. As noted, the burden of alpha-synuclein is generally lower in individuals with LRRK2 PD and the relationship between alpha-synuclein aggregation phenotypes and RBD is well-established [34,35]. Though associations between alpha-synuclein and other sleep disorders commonly seen in PD have been less extensively explored, it has been theorized that that the build-up of alpha-synuclein may lead to dysfunction among “sleep-control neurons” of the laterodorsal tegmentum and the pedunculopontine tegmentum, thereby resulting in sleep disorders that may manifest years to decades before bradykinesia and tremors and/or rigidity [36]. Since RBD has not been demonstrated in prodromal LRRK2 disease, it is postulated that these mechanisms are less prevalent in this group. Additional studies, which did not identify correlations between alpha-synuclein levels and clinical symptoms, have also found that excessive daytime sleepiness (EDS) [33] and restless leg syndrome [37] are not only prevalent in PD, but may precede motor symptoms, further emphasizing the need for at-risk individuals to be monitored and treated for sleep disorders.
While we did not collect cerebrospinal fluid (CSF) samples in the present study and were thus unable to directly evaluate synuclein seeding, olfactory performance may serve as a surrogate for the absence of Lewy body pathology [38]. Indeed, clusters of olfactory performance have been demonstrated in LRRK2 [39] and their relative distribution is correlated with the overall frequency of isolated nigral degeneration and nigral degeneration and Lewy bodies [3]. Thus, we performed post hoc analyses within the LRRK2 PD group. Although an overall association between hyposmia and sleep time was not demonstrated (Supplementary Table 2 in the online-only Data Supplement), a sizeable cluster of those who were normosmic had longer sleep times and sleep durations than all LRRK2 PD participants with impaired olfaction. Specifically, among LRRK2 PD participants, half who were normosmic (Supplementary Fig. 1 in the online-only Data Supplement) had sleep durations greater than 480 minutes and sleep times greater than 450 minutes. None of the LRRK2 PD participants with hyposmia had sleep durations greater than 480 minutes or sleep times greater than 465 minutes.
Similar to recently published data from the Parkinson’s Progression Markers Initiative [40], we found no significant differences in scores on the EDS among those with LRRK2 PD, GBA PD or iPD. Of interest, in our study and others [41], there are discrepancies between subjective reports of sleep quality on sleep-related measures and objective data obtained through actigraphy and/or PSG. Although individuals with LRRK2 PD performed better on many objective measures of sleep, 55% had high scores on the PDSS and 75% had high scores on the FACIT-F. These results are consistent with another study that reported high levels of subjectively reported sleep impairment in the LRRK2 PD population [42]. Since a relationship between LRRK2 variants and mood disorders has been previously identified [43], the influence of depression, anxiety, and other psychiatric conditions on subjective reports of poor sleep is worthy of further consideration.
Notably, in contrast to other reports, the mean sleep start time for all groups was 11:00 PM. This is particularly noteworthy, as a prior study exploring the relationship between sleep and PD found that PD patients on dopaminergic therapy exhibit a significantly earlier nocturnal melatonin peak than medication-naïve PD patients [19]. These results have previously been used to justify the administration of lighting therapy for PD patients in the evening; however, our results suggest that morning light exposure may be preferable. It should be noted that we did not measure the circadian phase in our study, but only sleep onset times, which can be influenced by social activities. Furthermore, Bordet et al. [19] measured melatonin acrophase, but not dim light melatonin onset. It is possible that the phase angle of entrainment between sleep onset times and the melatonin acrophase is shortened in PD patients [44,45]. Future studies should investigate this hypothesis further. In addition, a recent study by Obayashi et al. [2] found that patients with PD who experienced greater daytime light exposure and lower nighttime light exposure had better objective measures of sleep, including higher sleep efficiency and shorter WASO.
The present study has a number of limitations. Firstly, the relatively small sample size, particularly within genetic subgroups, limits the statistical power and generalizability of the findings. Larger cohorts, which are difficult to construct, are needed to confirm these results and to detect subtle differences in sleep characteristics among genetic PD subgroups. Another potential limitation was that the groups were not matched for mean age or disease duration. In our study cohort, the mean age of iPD patients (59.70 years) was between that of GBA PD (60.18 years) and LRRK2 PD (73.17 years). As anticipated, iPD patients were significantly older than those with GBA PD (p<0.001) but, although younger than LRRK2 PD patients, this difference was not significant (p=0.29). Similarly, while between that of LRRK2 PD and GBA PD, mean disease duration in iPD (10.74 years) was not significantly different from LRRK2 PD (11.65 years, p=0.56) nor GBA PD (8.85 years, p=0.15).
An additional limitation is that the evaluation of CSF synuclein seeding may help disentangle the contribution of alpha-synuclein pathology to the non-RBD sleep abnormalities that we have described. Alternatively, the assessment of actigraphy measures in LRRK2 cohorts, in combination with CSF seeding data, could further address this question.
There were also limitations in the sleep assessments. While actigraphy provides reliable objective data on sleep patterns, it is less precise than PSG in diagnosing specific sleep disorders, including RBD, and in evaluating the characteristics of sleep and sleep-disordered breathing. The absence of PSG in the present study limited our ability to identify these disorders and their underlying mechanisms. Another limitation was that we did not formally assess obstructive sleep apnea (OSA). The groups did not differ in body mass index (BMI), which is associated with a higher rate of OSA; however, OSA may also be associated with a normal BMI. Therefore, we could not determine the extent to which WASO was influenced by OSA without specific measurements. Subjective assessments of sleep quality and mood symptoms were obtained through validated questionnaires but may be subject to recall bias. The observed discrepancies between subjective and objective sleep measures underscore the need for multimodal evaluation in future research.
Our study highlights significant differences in sleep fragmentation and baseline sleep characteristics among genetic subgroups of PD, specifically in individuals with LRRK2 PD, GBA PD, and iPD. Participants with LRRK2 PD demonstrated better overall sleep quality, with higher sleep efficiency, reduced WASO and a greater percentage of time asleep than the GBA PD and iPD groups. These findings suggest that LRRK2 PD is associated with less fragmented and more restorative sleep, which aligns with the milder disease course observed in this genetic subgroup. Importantly, our results support the need for tailored clinical approaches to address sleep disturbances in genetic subtypes of PD.
Supplementary Materials
The online-only Data Supplement is available with this article at https://doi.org/10.13078/jsm.250016.
Univariate associations of Parkinson’s disease clinical features with actigraphy sleep outcomes
Univariate associations of hyposmic status (UPSIT ≤15th percentile) with actigraphy sleep outcomes among 18 LRRK2 PD participants
Selected sleep features among LRRK2 PD separated by olfactory performance. Histograms comparing sleep duration (minutes) and sleep time (minutes) between normosmic LRRK2 PD and hyposmic LRRK2 PD. Among LRRK2 PD participants, half of those who were normosmic had sleep durations greater than 480 minutes and sleep times greater than 450 minutes. None of the LRRK2 PD participants with hyposmia had sleep durations greater than 480 minutes or sleep times greater than 465 minutes. PD, Parkinson’s disease.
Notes
Wise, Raymond, Yang, Beltre, Bressman, and Saunders-Pullman received research grant support from the National Institutes of Neurological Disorders and Stroke (1 U01 NS107016-01A1), and the Empire Clinical Research Investigator Program. Figueiro and Plitnick received research grant support from the National Institutes of Health (U01 NS107016-01A1, 5R01AG034157, R01 AG062288). The United States General Services Administration and industry (Aribio Inc., USAI Lighting). Saunders-Pullman, Bressman, Raymond, Yang, Astefanous, and Cohen received support from Michael J. Fox Foundation for Parkinson’s Research. Young received research support from the Silverstein Foundation for GBA1 Parkinson’s Research. Off-label or investigational use is not applicable. The authors declare no conflicts of interest.
Author Contributions
Conceptualization: all authors. Data curation: Deborah Raymond, Mengxi Yang, Amy Astefanous, Abby Cohen, Rachel Saunders-Pullman, Barbara Plitnick, Mariana G. Figueiro. Formal analysis: Adina Wise, Mengxi Yang, Mariana G. Figueiro, Rachel Saunders-Pullman. Methodology: all authors. Supervision: Mariana G. Figueiro, Rachel Saunders-Pullman. Writing—original draft: Adina Wise, Mengxi Yang. Writing—review & editing: all authors.
Funding Statement
This study was funded by the NIH NINDS/NIA U01-NS107016 (RSP, MGF, DR), the Empire Clinical Research Investigator Program (AW, MB, RSP), the National Institute on Aging R01AG034157, R01AG062288 (MGF), the Silverstein Foundation for Parkinson’s with GBA (CY), and the Bigglesworth Family Foundation (RSP, MY).
Acknowledgments
We are grateful to the study participants who graciously gave their time and energy to participate in this study. We also thank the study funders, as noted separately.
This study was performed at the Icahn School of Medicine at Mount Sinai, Mount Sinai Beth Israel (MSBI), Suite 5J, New York NY, 10003, and at the participants’ homes. Analyses and manuscript preparation were performed at the MSBI and the Light and Health Research Center at Mount Sinai, 1425 Madison Ave, New York, NY 10029.
