Sleep Characteristics in Children and Adolescents With Autism Spectrum Disorder
Article information
Abstract
This systematic review presents the known sleep characteristics of patients with autism spectrum disorder (ASD). Together with ASD, different diagnoses and comorbidities hinder the proper management of these patients. One of the most prevalent pathologies in patients with ASD is sleep disorder, with 50%–80% of children with ASD having insomnia. The literature describes that patients with ASD who have sleep problems will present an increase in their “core” symptoms: earlier development of attention deficit and hyperactivity disorder, irritability, aggressiveness, stereotypies, anxiety, and greater delay in language acquisition. Therefore, we consider it important to begin with a description of the sleep characteristics of patients with ASD, as this can serve as a foundation for establishing guidelines that support accurate identification and diagnosis, which is an important first step toward implemented targeted treatment both in terms of therapies and pharmacological management.
INTRODUCTION
Definitions
Autism spectrum disorder (ASD) is a neurodevelopmental disorder characterized by impairments in communication and social interaction, as well as restricted interests along with repetitive behaviors. These features are not best explained by intellectual disability or global developmental delay and are present from the earliest stages of development [1,2]. The point at which this functional impairment becomes evident varies according to the characteristics of the individual, their environment, the severity of the condition, the level of development, and chronological age; thus, the term “spectrum” is used. This definition by the Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition (DSM-5) is intended to be more precise and achieve earlier diagnosis in patients with ASD [3].
ASD is a neurobiological disorder influenced by both environmental and genetic factors that affect brain development. Investigations into the potential etiological mechanisms are currently ongoing, but no single cause of ASD has been identified to date [4].
There are many comorbidities described in patients diagnosed with ASD, including: 1) presence of other psychiatric diagnoses (anxiety, obsessive-compulsive disorder, attention-deficit/hyperactivity disorder) [5] ; 2) digestive system involvement (constipation, diarrhea, irritable bowel syndrome, etc.) [5,6] ; 3) neurological disorders, the most frequent being epilepsy, with an increased risk in people with ASD, along with intellectual disability, female sex, age, and underlying genetic conditions [7,8] ; and 4) sleep disorders (insomnia, circadian rhythm disorders, etc.), the identification and management of which can improve epilepsy and behavioral problems [8,9].
Sleep is a complex neurophysiological process that varies throughout life, especially during the first 5 years [10,11]. Its macrostructure is divided into two phases: non-rapid eye movement sleep (NREM) and REM sleep. NREM is divided into three stages: light sleep (stage N1), transitional sleep (stage N2; K-complexes and sleep spindles), and deep sleep (stage N3). REM and NREM sleep progress cyclically, with each cycle lasting 50 minutes during infancy (0–1 years) and 90–110 minutes later [11-13]. Sleep affects physical wellbeing, attention, cognitive performance, mood, language, memory, and learning. Evidence suggests that sleep is involved in brain maturation and memory [12].
Prevalence and consequences
The American Academy of Pediatrics estimates that 25%–50% of children experience sleep difficulties [14]. This is significantly higher in patients diagnosed with ASD, reaching up to 50%–80% for sleep disturbances [15]. Other studies indicate that 44%–83% [16] of children with ASD have sleep problems. This high frequency of sleep disorders makes them one of the most common and clinically relevant comorbidities in the context of ASD.
Sleep disturbances in this population consistently include increased sleep onset latency, decreased sleep efficiency, reduced total sleep time (TST), elevated number of nocturnal awakenings (wakefulness after sleep onset [WASO]), and increased irregularity in circadian rhythms. In many studies, these characteristics have been associated with an increase in the severity of ASD symptoms such as stereotypies, behavioral problems, irritability and adaptive dysfunction. Likewise, a negative impact on cognitive development, attention, memory, and learning has been demonstrated, in addition to generating an increase in stress in the family nucleus.
Despite the growing volume of publications on sleep disorders and ASD, a significant portion of the literature has focused mainly on therapeutic interventions, validation of assessment scales, and heterogeneous populations with mixed neuropsychiatric diagnoses. Consequently, there is a clear need to systematically review scientific evidence that specifically describes the clinical and pathophysiological characteristics of sleep in children and adolescents with ASD and compare them with those of the neurotypical population. This approach would improve our knowledge of the mechanisms involved and facilitate the development of more effective diagnostic and therapeutic strategies.
Sleep problems in children with ASD are associated with reduced development of adaptive skills and increased internalizing and externalizing behaviors [17,18], including hyperactivity, sensory problems, anxiety, self-injury, tantrums, challenging behaviors, and reduced social skills.
Externalizing behaviors are directed toward the environment, specifically the external environment, and include hyperactivity-impulsivity or aggressiveness. Different articles have described that shorter sleep duration in early childhood is associated with an increase in externalizing behaviors, as well as with lower cognitive performance in neurodevelopmental tests [19,20]. A greater number of irritability problems, self-injurious behaviors, and social performance problems have also been demonstrated when comparing children with ASD who sleep adequately with those with ASD and insufficient sleep [21,22].
Therefore, this review is warranted due to the high prevalence of sleep disorders in ASD, their functional, cognitive, and emotional consequences, as well as the lack of studies that comprehensively and comparatively address sleep characteristics in this population.
A deeper understanding of these disturbances could contribute markedly to earlier detection, enable more appropriate interventions, and ultimately improve the quality of life of patients and their families.
METHODS
A systematic review of scientific literature was conducted following the criteria established in the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) statement to ensure a transparent and reproducible systematic review [23].
Research question in PICO format
To design the literature search strategy, a structured question was formed and divided into components using the patient, intervention, comparison, outcome (PICO) methodology. This subdivision was subsequently used to select and combine the appropriate terms or descriptors to search for answers in the databases.
The research question was: What are the characteristics of sleep in patients with ASD to improve diagnosis and treatment approaches? (Table 1). In addition to the survey content, other questions addressed sleep characteristics, comorbid sleep disorders, etiological hypotheses, and the impact of sleep disorders on ASD symptoms.
Search strategy
Inclusion and exclusion criteria
Publications that met all of the following criteria were included in the literature review:
• Published articles on specific sleep features in children diagnosed with ASD.
• Original review studies, systematic reviews, meta-analyses, case-control studies, and narrative reviews.
• Studies published in English or Spanish.
Exclusion criteria
• Items that include persons with ASD over 18 years of age.
• Articles that mainly discuss treatment.
• Articles in which the following were counted for a single patient.
• Comments or opinion articles.
• Articles with no full text available.
Search algorithm
Electronic databases specializing in the health sciences, PubMed, Web of Science, and Scopus, were consulted. The keywords used in the search were “Sleep disorders: (Sleep Wake Disorders) and (Sleep Disorders, Intrinsic)” as well as “Autism: (Autism Spectrum disorder) or (autistic disorder),” activating the search term “Medical Subject Headings (MeSH)” in the words that could create confusion in the search engine. The filter used was “Child: birth-18 years” and articles written in English or Spanish. The Boolean operators used were: “AND,” “OR.” The “OR” connector was used to join words or a set of words with similar meaning. The keywords were combined with connectors to identify valid articles for the objective of this work.
The Scopus database does not have its own thesaurus; therefore, the search was performed only for free-language terms. The MeSH terms of the PubMed database were used as a reference because Scopus contains the Medline thesaurus to match the search terms. Scopus allows a term to be defined as a key in parentheses as a keyword in the search, and was set as key word: sleep and autism. The study period was limited to the 10 year period from 2013 to 2024.
Selection of studies
For the selection of the studies to be included in this review, we first discarded duplicate articles and then read the titles and complete abstracts of the articles resulting from the definitive search. Articles that met the inclusion criteria were selected and those that met at least one of the exclusion criteria were discarded. The full texts of the remaining articles were retrieved through links found in the databases and libraries. Subsequently, the full texts of the articles were read, and those that did not meet the inclusion criteria were excluded.
In the search conducted in March 2024, 1,005 articles were identified. Of these, 955 were selected after eliminating duplicates and excluding articles by title. Of these, 69 met the inclusion criteria after reading the abstract. After reading the full texts, 30 articles were selected. These 30 studies met the established inclusion criteria and focused exclusively on the description of sleep characteristics in children under 18 years of age with a confirmed diagnosis of ASD. The flowchart for item search and selection is shown in Fig. 1.
A total of 39 articles were excluded because they did not meet the inclusion criteria. Moreover, some of the excluded articles focused on other genetic syndromes and not exclusively on ASD, and several others focused more on therapeutic interventions than on the description of characteristics. In particular, in one excluded study had the aim of validating a sleep scale in this population and did not focus on the description of sleep disorders.
Extraction of data from publications
Data were extracted from the publications included in this systematic review following the criteria of the Strengthening of Observational Studies in Epidemiology (STROBE) statement [24].
The following data were identified for each item: 1) title, author/s, year of publication and journal of publication; 2) study design; 3) location; 4) time period; 5) study population; 6) objective; and 7) main results and their interpretation.
RESULTS
Descriptive analysis of the studies
After reading the full text, 30 articles were selected for the systematic review. Participants’ main descriptive characteristics are presented in Table 2.
Main results
The results were separated into three points, highlighting the importance of each section.
Sleep characteristics and comorbid sleep disorders
Patients with ASD have higher sleep latency, lower sleep efficiency, lower TST, and higher amount of WASO [25-31]. Sleep architecture was abnormal in children with ASD, characterized by increased spontaneous awakenings, prolonged REM latency, and reduced REM percentages, all of which are related to a significantly higher number of non-REM parasomnias in children with ASD [32], with night terrors and bruxism being the most commonly described. In addition, some studies have shown that having more parasomnia is associated with an increased risk of excessive daytime sleepiness [33].
Another sleep feature in children with ASD highlighted in some case-control studies is the greater prevalence of insomnia and sleep-disordered breathing compared to neurotypical children [34,35]. One narrative review mentioned the presence of earlier awakenings in patients with ASD [16]. Two other narrative reviews reported a higher prevalence of sleep problems in the ASD population than in patients with other neurodevelopmental disorders [31,16], with a prevalence between 60% and 86%. Both reviews refer to polysomnography findings with less REM sleep, which has an important influence on neuronal maturation.
Other studies refer to the presence of sleep-related respiratory disorders (SRD) in patients with ASD, where the authors described a higher prevalence of obstructive sleep apnea in this population. Given this higher prevalence and the influence of these respiratory disorders on autistic symptomatology, a more expansive search for these diagnoses is recommended since their treatment can produce neurocognitive and behavioral improvements in children with ASD (Table 3) [31,34,36,37].
Etiological hypothesis
Some articles discuss a more irregular sleep-wake rhythm in patients with AS than in neurotypical patients [16,34,35]. This is also reflected in another review, which describes the presence of an alteration in the sleep/wake rhythm, together with an alteration of the cerebral areas of sleep and of the neurotransmitters that control sleep: gamma-aminobutyric acid (GABA) and melatonin are more predominantly related to its induction, and serotonin, acetylcholine, and glutamate more related to awakening [38]. This is also referred to in another article that mentions an alteration in the production and regulation of serotonin together with a disruption in circadian rhythm, leading to alterations in sleep patterns [39]. Delving into WASOs, one article refers to arousal dysregulation; more specifically, there is an alteration of the autonomic nervous system due to hyperarousal [16].
In the search, a reference was made to the multifactorial causes of sleep problems in patients with ASD. In one narrative review, a number of causes are described [31]. These include genetic alterations (related to acetylserotonin-O-methyltransferase [ASMT] regulatory genes, melatonin receptor 1A and melatonin receptor 1B [MT 1A and 1B], and mutations in the 15q region containing GABA genes), alterations in neurotransmitters (both by reduced levels of melatonin production, serotonin, and GABA, among others), the intrinsic characteristics of autism (such as hypersensitivity and behavioral alterations), the presence of other medical and psychiatric comorbidities and their pharmacological treatments, as well as nutritional alterations (restricted diets and food phobias) that can produce, for example, restless legs syndrome due to iron deficiency.
Impact of sleep disturbance on ASD symptoms
One systematic review insisted on the important relationship between sleep disorders and attentional problems, which did not seem to negatively influence executive functions or processing speed in such a significant way. In the article, the authors also refer to the need for early diagnosis of sleep problems for better adjustment of the cognitive functions of children with ASD [40].
Regarding autism symptoms, one article discusses that the intensity of sleep problems is related to increased symptomatology in patients with ASD [41,42]. Other studies have reported a significant relationship between insomnia and behavioral problems [34,35,43]. This is also described in another narrative review, which discusses that in children with ASD and frequent sleep problems, there is a worsening of core symptoms such as stereotypies and behavioral disturbances, and sleep disturbances are independently related to increased family stress [31,44,45].
The main characteristics of sleep symptoms in patients with ASD are summarized in Table 3, and the relationship between these sleep problems and the core symptoms of ASD is shown in Fig. 2.
DISCUSSION
Pediatric patients with ASD are vulnerable to sleep problems. After searching the literature, we identified several studies that discussed sleep characteristics in patients diagnosed with ASD. The most prevalent sleep disorder in this population is insomnia. Sleep in these children is characterized by lower efficiency, more nightly awakenings and early morning awakenings, together with lower TST, than in neurotypical individuals. All these sleep disturbances in children with ASD give rise to the main sleep disorders described in this population, such as insomnia, SRD, and parasomnia. The intensity of sleep disorders is related to greater attention problems during the day, as well as an increase in daytime symptoms (irritability, aggressiveness, stereotypies, etc.).
The finding of a high rate of parasomnias in PSG, together with abnormal frequencies of muscle twitching and increased activity during REM sleep, indicates a dysfunction in the monoaminergic excitatory pathways and other essential neurotransmitters involved in synaptic homeostasis related to the control of the sleep-wake cycle. This may imply different developmental and brain maturation pathways, providing an additional point of study to understand the etiology of ASD. For these reasons, we emphasize the importance of adequately detecting sleep problems in pediatric patients with ASD to enable early diagnosis and treatment, thereby promoting better outcomes in terms of language, learning, and behavior.
Among the most commonly used methods to detect sleep problems are subjective methods, such as the Children’s Sleep Habits Questionnaire (CSHQ) and the Sleep Disturbance Scale for Children (SDSC), which have been validated and are widely used in research to assess sleep patterns and problems in the pediatric population, as well as sleep diaries, where caregivers systematically record bedtimes, awakenings, nighttime awakenings, and related behaviors. Objective methods, such as actigraphy or ambulatory circadian monitoring, allow the detection of disturbances such as insomnia, frequent awakenings, and changes in sleep-wake cycles. Polysomnography, another objective method, is the gold standard for assessing sleep disorders. These methods, especially when combined, provide a solid evidence-based foundation for detecting and understanding sleep disturbance in patients with ASD, thereby facilitating more accurate and effective interventions.
Obtaining good rest is not only an advantage for these children but also for their families, which could translate into a double improvement in their assistance and education. In the future, more studies are necessary to gain an in-depth understanding of sleep problems in patients with ASD for enabling intervention in the most targeted manner, both in terms of sleep hygiene and pharmacological treatments.
Notes
The authors have no potential conflicts of interest to disclose.
Author Contributions
Conceptualization: Gonzalo Pin Arboledas. Investigation: all authors. Methodology: Lucía Monfort Belenguer. Writing—original draft: Lucía Monfort Belenguer. Writing—review & editing: all authors. Approval of final manuscript: all authors.
Funding Statement
None
Acknowledgments
We thank the Chair of Sleep at Sleep and Chronobiology Group of the Spanish Paediatrics Association (AEP) for encouraging and helping promote knowledge of sleep disorders in the pediatric population.
